Readiness Assessment | Assure Professional
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Our experts take ownership over your accounting records so you can focus on running your company.

Our founders have led due diligence engagements in a variety of industries - we will customize our procedures to address your unique situation.

Assure Professional provides both buy side and sell side due diligence to meet your financial and tax needs.

Assure Professional provides services at all stages in the life cycle of your fund.

From SOC 1 (formerly SSAE 16) Audits to Accounting and Tax Services, the experts at Assure Professional provide a variety of services to fulfill all your audit and accounting needs.

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Readiness Assessment

Assure’SOC Readiness Reviews are one time consulting engagements that are designed to assist you in assessing your preparedness for a Type I or Type II SOC (1 & 2) audit:

  • Type I - A report on policies and procedures placed in operation as of a specified point in time. SOC Type I Reports evaluate the design effectiveness of a service provider’s controls and then confirms that these controls have been placed in operation as of a specific date.
  • Type II - A report on policies and procedures placed in operation and tests of operating effectiveness for a period of time. SOC Type II Reports include the examination and confirmation steps involved in a Type I examination plus include an evaluation of the effectiveness of the controls for a period of at least six calendar months. Most user organizations require their service provider to undergo the Type II level examination for the greater level of assurance it provides.

SOC Readiness personnel have served clients in a wide variety of industries including:

  • Application Hosting Providers
  • Application Service Providers (ASPs)
  • Asset Management
  • Benefits Administrators
  • Claims Filing Administration & Processing
  • Clearinghouses
  • Collection Agencies
  • Co-locations
  • Computer Hardware and Software
  • Construction, Real Estate, and Hospitality
  • Consumer & Industrial Products
  • Credit Card Processing
  • Credit Cards
  • Credit Collections and Services
  • Credit Reporting
  • Data Centers
  • e-Commerce Providers
  • Electronic Payment Systems
  • Financial Services
  • Gaming/Government Lotteries
  • Health Care Claims Processors
  • Health Care Practice Management
  • I.T. – Data Storage
  • Information and Records Management
  • Insurance and Financial Services
  • Internet Service Providers
  • Managed Services
  • Mortgage Services
  • Not-for-Profit/Higher Education
  • Payroll Service Providers
  • Pension Administrators
  • Print / Mail Fulfillment Houses
  • Professional Services
  • Service Providers
  • Software as a Service (SaaS) Providers
  • Software Vendors
  • Technology Companies
  • Third Party Administrators
  • Web Hosting Providers


Assure’s SOC Readiness personnel are trained to provide the highest quality service to our clients. At the end of each engagement, we want to achieve Total Client Satisfaction.

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